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An Interdisciplinary Examination of U.S. Racism
from The Mismeasure of Man to Invisible Man
Carol Anelli and Richard Law
Washington State University
We two authors dwell in disciplinary homes representative of the "Two
Cultures" (C.P. Snow's term for the communication gap between practitioners
in the sciences vs. the humanities). Carol is an Entomology Professor who
teaches an interdisciplinary course for our Honors College. Richard is an
English Professor and Director of our General Education Program. Our decision
to join forces in the classroom arose from Carol's desire to utilize literary
fiction as a means for students to explore the sweeping impact of science,
particularly poorly conducted science, on Western society. Our purpose here
is to relate our classroom activities and pedagogies aimed at bridging the
"Two Cultures" gap, and our students' responses to them.
Carol's course examines scientific and popular assumptions, preconceptions,
myths, and thinking underlying past and present diversity issues. Through
readings, case studies, guided discussion, and written activities, students
examine the types of errors that scientists have committed in the past and
may commit today, however unwittingly. The stage is set with S.J. Gould's
The Mismeasure of Man (1996), which scrutinizes numerous attempts
made during the 18th through 20th centuries to quantify human intellectual
worth. These attempts, as Gould demonstrates through masterful, detailed data
analyses, were wrongly touted as unbiased and scientifically valid and had
appalling consequences, including: compulsory legalized sterilization of at
least 60,000 Americans during the eugenics movement, and imprisonment and
extermination of millions of Jews under the same movement in Nazi Germany;
enslavement, maltreatment (sometimes fatal), and segregation/discrimination
inflicted upon African Americans; and gender-based prejudices and inequities
suffered by women regardless of race or ethnicity. All of these human abuses
are rooted in the sciences.
Carol sought a modern literary work that would convey the devastating,
far-reaching ramifications of the racially based studies discussed in Gould's
book. She also wanted the work to be intellectually challenging and conducive
to an interdisciplinary approach. With the help and encouragement of Richard,
whose expertise is in 20th-century Southern U.S. literature, she chose Ralph
Ellison's Invisible Man (1952). This modern classic received the National
Book Award in 1953 -- the first awarded to a black American author -- and has
been translated into at least fifteen languages (O'Meally, Introduction 4).
Literary critics see it as a landmark of both African American and American
literature (Lee 236), and it is frequently listed among the best 100 books
of the 20th century (Kelly).
The plot of Invisible Man recapitulates the African American experience,
from the era of Booker T. Washington to World War II, through the encounters and
exploits of its archetypical protagonist-narrator. Yet the novel is capacious in
scope and operates on several levels (Dickstein 129, 132-134; O'Meally,
Introduction 2; Reilly, Introduction 5-6). As the eminent literary critic
R.W.B. Lewis asserted, Invisible Man probes "our representative native
theme.... For if there is an American fiction it is this" (qtd. in O'Meally,
Introduction 1). The central themes of the novel, together with its allusions,
symbolism, metaphors, musical motifs, and array of cultural references, provide
a depth and breadth of topics and contexts seldom achieved in a single literary
work.
Invisible Man draws from, employs, mimics, and sometimes mocks countless
subgenres of discourse; as such, it has been deemed a "rhetorical tour-de-force"
(O'Meally, Introduction 2). Allusions are made to African American literature,
including works by Frederick Douglass, W.E.B. DuBois, Richard Wright, and Harlem
Renaissance writers (excerpted and contextualized in Sundquist); Black American
culture and folklore (Busby 84-92; Neal 93, 97, 103; O'Meally, Craft 78-84,
98-102; Sundquist 113-144); the writings of European masters such as Dante's
Divine Comedy, Dostoevsky's Notes from Underground and Brothers
Karamazov, Eliot's The Waste Land, Malraux's Man's Fate,
Stendhal's Red and the Black, Joyce's Portrait of the Artist as a
Young Man (Bloom, "Two African American Masters" 89-91; Busby 65-70; 81-83;
Deutsch 99-101; Morris; Savery 13; Walling 132); major works from the American
canon such as Emerson's "Self-Reliance" and other essays (Hanlon); the fiction
of Melville, Hemingway, and Faulkner (Busby 73-74, 79; 80-81; O'Meally 2004,
160, 164-175, 182-183); sermonic oratory (O'Meally 1980, 97-98); Homer's
Odyssey (Deutsch 97-98); and political speeches of Black leaders and
revolutionaries including Booker T. Washington's "Atlanta Exposition Address"
and speeches by Ras Tafari and Marcus Garvey (Sundquist 33-35, 183-184). The
work of various jazz musicians such as Louis Armstrong, Bessie Smith, Jimmy
Rushing is referenced frequently (O'Meally 1980, 84-87, 89), and jazz itself
is central to the novel, both structurally and stylistically.
As a novel, Invisible Man defies easy categorization. Scholars note
its picaresque elements, as episodic adventures of its roguish hero are recounted
in satiric prose (Bone 26-27; Schafer). They also recognize its strong resemblance
to a Bildungsroman, or "education novel" (Burke 66; Busby 60). The young
and extraordinarily naïve "invisible man" of the title develops moral,
psychological, and intellectual awareness through a series of experiences
that challenge his assumptions about the world while teaching painful lessons;
Twain's Huckleberry Finn (the influence of which Ellison acknowledged)
and Salinger's Catcher in the Rye are well known examples of this genre.
Structurally, Invisible Man comprises twenty-five chapters flanked by a
Prologue, in which the action takes place after that which occurs in the
chapters; and an Epilogue, in which the protagonist/narrator reflects on the
significance of his experiences. The protagonist's physical journey parallels
that of the Black American Diaspora from the postbellum South to the Northern
cities, comprising a three-part literary structure: he spends his formative years
through his first year of college in the South (Chapters 1-6), travels North
(Chapter 7), and settles in Harlem (Chapters 8-25). Ellison described a somewhat
different three-part structure for Invisible Man, stating that his
framework paralleled the protagonist's movement from "purpose to passion
to perception" (Ellison, Collected Essays 218), citing the plot pattern
for tragedy elucidated by the celebrated literary theorist, Kenneth Burke. Other
structural divisions have been suggested for Invisible Man. Busby proposes
a two-part structure for the novel, with the first part focused on the
protagonist as individual and the second concerned with his relationship
to society (62). Abbot envisions a four-part structure, based on the
occurrence of a cyclical series of events symbolic of death and rebirth (39-40).
Stylistically, the novel encompasses enormous range. Ellison adopts a naturalistic
style for the chapters set in the South, employing symbols and symbolism without
abandoning fundamental realism; switches to an expressionistic style as the narrator
apprehensively transitions from the South to the North; and employs a surrealistic
style for dream-like passages and the final chapters, which relate a number of
highly emotional, sensational events (Ellison, Collected Essays 220). Irony,
incongruity, ambiguity, tragicomedy, and the enigma of contradiction pervade
Invisible Man, enhancing the novel's complexity. Often the narrator
(and the reader) is required to see events in two or more inconsistent or even
contradictory ways simultaneously (Lee 233). Ellison also delights in tropes
and word play -- puns, rhymes, slogans, paradoxes (O'Meally, The Craft
79) -- and vividly brings to life the vernacular dialects of people from various
social classes, backgrounds, and professions.
Several themes figure prominently in Invisible Man: the search for identity
and self-realization (Sten), the race-related struggles of African Americans
(Sundquist 40, 57, 66-67, 72), the self-transformation from ignorance to
knowledge (Ellison, Collected Essays 220), the value inherent in one's
past and cultural heritage (O'Meally, The Craft 90-92), and the wisdom of
the African American folk experience (O'Meally, Introduction 103-104; Sundquist
120-121, 127-128). Invisible Man also abounds with metaphors (Horowitz 34;
Reilly, Introduction 7;) and symbolism (Glicksberg; Crewdson and Thompson 269-270;
O'Meally, The Craft 78, 80-81).
Early literary reviews of Invisible Man run the gamut from kudos to
condemnation (Bellow, Howe, Lewis, Locke, Morris, Prescott). Butler (Introduction
xxv-xxvi) and Porter (122-131) discuss the famous literary skirmish that broke out
in the 1960s between Ellison and literary critic Irving Howe. Walling recounts the
strong dissent of Black Arts activists -- a.k.a. Black Separatists, notably LeRoi
Jones (now Amiri Baraka) and Addison Gayle, Jr. -- from Invisible Man and
Ellison, whose integrationist stance and relationship with the white literary
establishment they eschewed.
Invisible Man was published in 1952 at the dawn of the U.S. Civil Rights
Movement, two years before the Supreme Court struck down segregation in public
schools, three years before Rosa Parks refused to give up her seat to a white
man on an Alabama bus. In the ensuing half-century, American cultural life has
undergone radical alterations. Reflecting the changing times, Invisible Man
and its author have been analyzed and reanalyzed, praised and criticized,
spawning a panoply of scholarly articles, critiques, books, and websites.
Anthologies of critical essays and analyses are numerous (Butler, Introduction;
Bloom, Ralph Ellison; Callahan; Hersey; O'Meally, Introduction; Parr and
Savery; Reilly, Introduction). Three journal issues are devoted to Ellison and
his work: Black World Vol. 20 (1970); Carleton Miscellany Vol. 18
(1980), and CLA Journal Vol. 13 (1970). Busby provides a detailed,
chapter-wise examination of the novel's structure, themes, characters, style,
symbolism, and images (29-64). Moreland offers a multicultural analysis, and
Butler examines Ellison's career and the ever-evolving critical assessments
of Invisible Man (Introduction ix-xl).
Insightful interviews and reminiscences of Ellison are available (Butler,
Introduction; Corry; Ellison, Living with Music and Collected Essays;
Graham and Singh; Rosenblatt), as are some of Ellison's letters to his longtime
friend, Albert Murray, essayist and former director of Jazz at Lincoln Center
(Ellison, Living with Music). Also informative are Butler's chronology
of Ellison's life (113-116) and two recent biographies (Jackson, Rampersad).
Three websites deserve mention: Effinger's "Invisible Man by Ralph Ellison"
features classroom strategies and assignments plus numerous musical, artistic,
and historical links. Jerry Jazz Musician's "Ralph Ellison Project" offers
transcribed interviews with several Ellison scholars and musical audio clips.
Ralph Ellison: An American Journey provides contextual information,
video clips omitted from the original PBS documentary, and information for
purchase of the DVD, which we use in class.
As noted earlier, jazz plays a central role in Invisible Man, and
Ellison's integration of musical elements is one of the novel's most compelling
aspects. Romanet traces more than fifty explicit references to music in the
novel (105), whose structure is musically based (Porter 74, 77-78). In the
words of Albert Murray, who has written extensively on jazz and the blues:
Invisible Man was par excellence the literary extension of the
blues ... as if Ellison had taken an everyday twelve bar blues tune (by a man
from down South sitting in a manhole up North singing and signifying about how
he got there) and scored it for full orchestra.... And like the blues, and
echoing the irrepressibility of America itself, it ended on a note of promise,
ironic and ambiguous.... (qtd. in O'Meally, The Craft 84)
Ellison (named for poet Ralph Waldo Emerson) studied music and played trumpet
in Oklahoma City, where he grew up listening to jazz vocalist Jimmy Rushing.
In 1933 Ellison entered Tuskegee Institute, where he studied with composer
William Dawson before moving to New York City. There he met Richard Wright,
Langston Hughes, and others associated with the Harlem Renaissance. He
authored a number of essays, short stories, and reviews before he began
work on Invisible Man.1
When he initiated work on his novel, Ellison regarded himself first and
foremost a musician (Ellison, Collected Essays 49). He believed that
if he were to produce anything of quality as a novelist, music was the only
art form that offered him "some possibility for self-definition" (Ellison,
Collected Essays 50). He determined that he must find a way to combine
the two art forms and define his own literary style. Jazz proved to be the
perfect vehicle for Ellison: it inspired, informed, and shaped his literary
art form.
Before a jazz musician can find his own individual voice he must possess and
demonstrate a comprehensive knowledge of the past, both musically and
technically (Bone 23). Moreover, because the essence of jazz is improvisation,
the balance between individual vs. group performance is key. Of this
relationship, Ellison declared:
true jazz is an art of individual assertion within and against the group....
[E]ach true jazz moment ... springs from a contest in which each artist
challenges all the rest; each solo flight, or improvisation, represents ...
a definition of his identity as individual, as member of the collectivity
and as a link in the chain of tradition. (Ellison, Living with Music
36)
The challenge for Ellison was to create the literary equivalent of a
transcendent jazz performance, "revealing the human universals hidden
within the plight of one who was both Black and American" (Ellison, Invisible
Man, Preface xxxii). Bone articulated Ellison's quest in this way: "How
could he interpret and extend, define and yet elaborate upon the folk culture
of the American Negro and, at same time assimilate the most advanced techniques
of modern literature?" (22).
A great admirer of the work of 19th-century literary masters, Ellison drew
upon that canon to develop his unique literary style. Of fundamental
significance in this regard was Eliot's The Waste Land, of which he
wrote:
its rhythms were often closer to those of jazz than were those of the Negro
poets, and even though I could not understand then, its range of allusion was
as mixed and as varied as that of Louis Armstrong. (Ellison, Collected
Essays 203)
As Cooper explains, Ellison "began to see the possibility of surpassing Eliot's
use of rhythm; his style could include the varied rhythms of the spirituals,
Blues, and jazz. Additionally, he could alter the tempo systematically as the
narrator changed perspectives" (5). Bone finds a parallel between Ellison's
stylistic changes (i.e., from realism to expressionism to surrealism) and
the musical principle of modulation (26). Porter examines Ellison's musical
background and essays, plus his comments on Armstrong and other jazz greats,
as influences of Invisible Man.
Cooper provides detailed, analytical evidence that Ellison uses music in
Invisible Man in three main ways:
- for allusions -- which he uses to suggest the protagonist's perception
or lack thereof -- and characterizations (people associated with spirituals
have limited perception, and/or are insincere/manipulative; people associated with
the blues gain great insight from their black heritage; and the protagonist, who
eventually learns to draw upon his own rich heritage, is associated with jazz,
the genre that embraces the full spectrum of black music: spirituals, blues,
field cries, etc.).
- for structure -- i.e., the novel is framed within the basic
twelve-bar blues form, embroidered with "improvisations, chord progressions,
and complex rhythmic patterns" such that "Ellison ultimately sings us a jazz
tune" (Cooper iv).
- for thematic reinforcement throughout the novel -- i.e., the
protagonist, just as the Black jazz musician, must discard the entertainer's
mask to achieve human visibility. Bone also addresses this theme (30).
In sum, Ellison utilized his musical knowledge to develop his own
individual literary style, striking a balance between his black cultural
heritage and personal experiences on the one hand (in Ellison's terms,
his "individual assertion against the group"), and the wider context of
Western literature on the other ("individual assertion within the group").
We taught our Invisible Man unit in 2005 and 2007. We began by
assigning as reading the Preface to Invisible Man (Johnson vii-xii),
which contextualizes the novel and provides background information on
Ellison. Upon arrival in class, students viewed portions of the DVD,
Ralph Ellison: An American Journey, featuring Ellison and experts
of his work.
We devoted the next six class sessions to discussion of assigned chapter
readings. For each session, students arrived with: (1) a double-entry
journal (Angelo and Cross 263-266), in which they had responded to and
interpreted self-selected passages from the assigned reading; and (2) a
categorizing grid (Angelo and Cross 160-163), to help them track particular
themes, literary techniques, characters, settings, etc. We modeled both of
these homework activities in the course notes.
Students also collaborated in small groups (3-4 students each) outside of
class, researching and preparing a 35-minute presentation/discussion on a
topic relevant to Invisible Man. Choices included: the novel as a
Bildungsroman; the array of advice given to the protagonist throughout
the novel (notably by his grandfather, the veteran, Dr. Bledsoe, Mr. Emerson,
Brother Jack, Ras) and his interpretation of and response to it; the novel's
use of Black American folklore and motifs; the novel's allusions to Black
American history and leaders; the contrasting critical reviews and analyses
of Invisible Man published in the last 55 years.
For some class sessions, Richard provided brief contextual lectures with
discussion. Topics included Invisible Man in the context of U.S.
history, genres of fiction, and irony as a literary technique. Carol gave
a presentation titled "Jazz Motif in Invisible Man" (helpful sources
include Bone 23-26; Cooper; Ellison, Living with Music; Savery 66-74).
During the presentation she played excerpts of recorded music relevant to
the novel along with audio passages from the novel (Ellison, Invisible
Man CD).
We also invited our colleague, a professor of jazz studies familiar with
Ellison's many essays on jazz and blues, to give an introductory lecture,
during which he played a recording of Louis Armstrong's "What Did I Do To
Be So Black and Blue?" (a.k.a "Black and Blue"). This recording figures
prominently in both the Prologue and Epilogue of Invisible Man
(Appendix). The protagonist invokes Armstrong, who established the jazz
solo as a paradigm, "because he's made poetry out of being invisible"
(Ellison, Invisible Man 8). Armstrong soars above invisibility
through improvisational riffs, just as the protagonist ultimately achieves
self-realization through his own inventiveness. The song title is a pun on
various themes: the blues (sadness) of the protagonist; the blues as a black
musical art form, through which the performer expresses suffering and
transcends it, by "squeezing from it a near-tragic, near-comic lyricism"
(Ellison, Living with Music 103); the black skin color of the
protagonist; and the black and blue bruises that accompany bodily injury.
Upon completion of the Invisible Man unit in 2005 and 2007, we used an
anonymous questionnaire to obtain feedback from our students. Each prompt
featured a Likert scale (values from 1 = strongly disagree, to 5 = strongly
agree) and free-form response space. Students responded favorably (Likert
values = 4 or 5) to prompts that asked if we should retain the novel, the
double-entry journal exercise, and the musical presentations on jazz by
Carol and our jazz musician colleague. However, student responses to prompts
regarding group work were mixed. Some generalized that group projects were
simply extra work, and others expressed bluntly their dislike for group work
of any sort. In 2005, few students found merit in utilizing the categorizing
grid, so we omitted that exercise in 2007. When we queried whether student
groups rather than the instructor should lead class discussions of chapters
in the novel, responses were mixed. Some students questioned their
qualifications for leading class discussions; others felt it more
beneficial to hear the opinions of many, rather than a few.
The double-entry journals met favorably with students and instructors alike.
An added benefit was that reticent students appeared more comfortable sharing
their ideas in class, and the Carol could readily incorporate students' journal
entries into the dialogue, facilitating class discussion. In addition, Carol
greatly enjoyed reading the thoughts, musings, and conjectures that students
articulated in their double-entry journals. Upon reflection, response to
the categorizing grid prompt might have been more favorable had each group
created its own customized grid, with categories tailored to meet its needs.
Also, the grids should have been distributed immediately after each group
had selected its presentation topic, but before the class had begun reading
the novel.
Despite many favorable responses, not all students saw Ellison's novel as an
appropriate lens through which to view the impact of racist, fatally flawed
science on society. Carol found this both surprising and disheartening. Comments
made on course evaluations indicated that some students prefer literary works,
even a critically acclaimed magnum opus, to be consigned to English courses.
These comments are representative: "Use more scientific books or books more
directly related to science instead of Invisible Man"; "Enjoyed it, but
didn't see 'science'"; "Although I like the novel, it almost didn't fit in the
course. But I like it so much that I think it should be kept for some breathing
room for the other intense readings"; "It's a good contrast for books we did
previously, but I'm not sure it fits as well with the course topic of science
[student's emphasis] and society." In anticipation of such sentiments, Carol
had taken pains at the outset of the Invisible Man unit to remind students
of the interdisciplinary nature of the course, its objectives and learning
outcomes, and the reasons she selected Ellison's novel. These pieces of
information also were articulated in the course notes.
Could we have more effectively helped all students find value in
bridging the gap between the "Two Cultures"? The disciplinary "silos" that
persist on most university campuses inevitably influence student perceptions,
although our Honors College strives to connect the silos by offering
innovative, interdisciplinary courses. Referring to the pioneering work
of Julie Thompson Klein, Haynes emphasizes that genuine interdisciplinary
pedagogy fosters "a sense of self-authorship and a situated, partial, and
perspectival notion of knowledge" through "active triangulation of depth,
breadth, and synthesis" (Haynes xv-xvi). Perhaps Carol should have devised
an activity that asked students to identify and discuss tangible impacts of
science on society, with reference to both the novel's narrator and people
of color in contemporary society. This approach might have enhanced critical,
evaluative, and reflective thinking in our students and promoted greater
synthesis. Interestingly, students did not question the relevance of our
musically focused lectures/presentations. Perhaps they felt convinced that
music and musical motifs were integral to Invisible Man and therefore
critical for its comprehension.
In closing, it seems appropriate to quote Larry Neal, who so aptly stated,
"Well, there is one thing that you have to admit. And that is, dealing with
Ralph Ellison is no easy matter. He cannot be put into any one bag and
conveniently dispensed with" (81). In our opinion, this is precisely why
Invisible Man lends itself to a wealth of challenging and innovative
interdisciplinary approaches.
Notes
1 Ellison's acclaimed essays from Shadow and Act (1964)
and Going to the Territory (1986), together with his working notes
for Invisible Man and certain of his public addresses, are compiled
in Ellison (2003). Living with Music (2002) is a collection of
the author's jazz writings.
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Carol Anelli is is Associate Professor of Entomology at Washington State University,
where she teaches courses on science and society for the Honors College and her home
department. Her current scholarly articles focus on the history of entomology and
evolutionary thought, and interdisciplinary pedagogy.
Richard Law is Professor of English and Director of the General Education Program
at Washington State University, positions he has held since 1990. His published
articles treat the fiction and poetry of Robert Penn Warren, Allen Tate, and
William Styron, and his teaching interests include American literature and
culture, literature and culture of the American South, modern Southern
literature, and World Civilizations.
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