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Chris Wickham. Courts and Conflict in Twelfth-Century Tuscany.
Oxford: Oxford University Press, 2003. 353p.
Ameer Sohrawardy
Rutgers University
Chris Wickham's fascinating study of dispute settlement in 12th-century Tuscany
illuminates our understanding of how communal customs influenced both medieval legal
theory and its everyday applications. Wickham examines patterns of dispute resolution
through local records and ritual practices, rather than through the legal precedents
that are found in historical archives. His "processual analysis" begins with the
acknowledgement that it is impossible to definitively judge how medieval Tuscans
settled all of their local and ecclesiastical disputes, because of lacunae and
inconsistencies in historical records. Nor is it always possible to explain why
12th-century Italians settled disputes in the unique ways that they did, even
when their legal records are available to us. Wickham points out that these records
were often based on implicit, communal assumptions about rites and rituals that
21st-century readers cannot presume to know. If this weren't enough, evidence shows
that legal documents that we can examine were often dismissed by medieval litigants
as inapplicable to actual legal cases.
Instead of using these impasses to fall back on a discussion of Roman law as a lens for
understanding legal disputes in other parts of Italy, Wickham turns to several
anthropological models to focus on how specific communal rituals and relationships,
in Lucca, Pisa, and Florence, respectively, formed a developing narrative that might
help us understand legal strategy prior to "the full institutionalization of [city]
governing structures" (13).
Courts and Conflict devotes individual chapters to each aforementioned city, as
well as separate chapters on ecclesiastical disputing, and rituals in medieval Tuscan
disputing. Wickham justifies his attentiveness to communal disputes by positing that the
Italian state was in crisis in the early 12th century. "Given the involution of political
structures at the national level," he writes, "local relationships were the only ones
left" (18). Wickham astutely observes that in 12th-century Tuscany, private settlements
were not made under the modern assumption that courts are always available "as a strong
and coercive last resort" (37). Disputants did not take legal matters before a third-party
arbitrator unless they thought that they could gain a surer victory by going to court
than by settling privately. Courts had to fight the image of seeming too inaccessible,
expensive, unpredictable, or arcane to deliver just verdicts for litigants. When the
decision was made to take matters to court, there were often ulterior motives involved.
Medieval court cases often served as occasions for using individual court actions as
part of a wider disputing strategy that was either ultimately accepted or rejected by
the community of the disputants.
According to Wickham, it is this communal outlook and the presumptions about what ritual
represented that unified all Tuscans. The coercive power of both papal courts and rural
arbitrations depended on litigants' consent through an appeal to communal ritual. Each
system managed to create a framework in which consent to losing was made possible. "The
effectiveness of the dramatic patterns of dispute resolution suggests that the process
of settlement in each of the different judicial systems of the region worked to quieten
people down; to get them to accept defeat or compromise" (302). Wickham interprets this
goal as a more significant indicator of court efficacy than whether or not "justice" was
mediated through third-party intervention.
Quotidian practice was more important than legal theory. "If one looks at the way cases
were actually argued in court, it becomes rapidly clear that the construction of proofs
was not so much normative as cumulative; it involved the creation of a framework for
interpreting evidence in a way that could appeal to commonsense logic, or a plausible
storyline that listeners could follow -- including, evidently, the judges" (91). Wickham
goes on to provide an astute analysis of the ways in which witnessing played a key role in
public behavior. Disputes became very public dramas, in which both disputants and judges
acted in very formal ways that were meant to be closely interpreted by observers. The
verdict that was eventually handed down was meant to be publicly heard and remembered.
The strategy of discussing public trials in terms of theatrical role-playing strengthens
the book's arguments about the sociological influences and impacts of disputing strategies.
Wickham tells us that men who were recognized as appropriate arbiters usually held
pre-existing public positions: a valuable quality to litigants. Spectators at one trial
might be called in as witnesses in a future trial. Wickham's discussion of the stories
that were told on the legal stage as "improvisational, provisional, and designed to be
tested" corresponds perceptively to the nature of ritual itself as a kind of drama.
Listening to the voices of the disputants, Wickham suggests, is one way to recognize
that 12th-century Italians were all actors in the social processes that they helped to
shape.
The author shows an awareness that the normative expressions found in medieval Tuscan
disputes were often inconsistent. However, his very argument rests on the thesis that
norms were unstable in 12th-century Tuscany: that the settlement of disputes was not
undertaken by the application of social norms, but that social norms served as a "framework
for bargaining" (303).
The risk that Wickham takes in hypothesizing how communal ritual might have become legal
precedent occasionally leads to his making unsupportable and reductive assumptions. He
likens the process of dispute resolution to a "social institution" (219), which can serve
as a "signpost for comparison" (220) between societies. Occasionally, Wickham succumbs
to the very fallacies that he critiques. For example, in discussing the development of
the curia nova court in the 13th century, he takes the liberty to "generalize from
one [court] to another without difficulty" (44). This conceptual leap ignores the changing
roles of magistrates from region to region, and from the beginning of the 13th century to
its midpoint. This presumption also ignores geographical differences between regions where
the curia nova courts appeared, an odd exclusion given that Wickham discusses local
boundaries disputes as being one of the most common cases being brought into arbitration.
However, these deficiencies are very few in number, and do not take away from the overall
persuasiveness of the book's project.
In its organization and layout, Courts and Conflict competently introduces its subject
to lay readers. At the outset, Wickham defines the three anthropological concepts that he
uses to underpin his analysis: Max Gluckman's "extended-case" method; Victor Turner's
"social drama" concept; and Pierre Bourdieu's "habitus" concept. The author's allusions
to local geographical referents are also nicely supplemented by maps of Tuscany that
detail the locations of monasteries and dioceses, as well as province and diocese
boundaries.
By explaining how Tuscan differences in communal customs influenced the ways in which
local rites and obligations metamorphosed into legal writ, Wickham provocatively
suggests turning to anthropology to redirect the focus of legal history away from
its written archives to its roots in interpersonal, dispute resolution. Wickham
deftly avoids the legal historian's logocentric obligations to the archive, even
while relying on these same legal documents to hypothesize sociological and
psychological reasons for how and why community members might or might not have
felt the need to settle thorny legal disputes through legal intercession. Wickham's
de-emphasis of the factual authority of legal scripture in favor of examining imprimis
grassroots-level prejudices, alliances, and negotiations that explain possible
reasons for the need for legal scripture allow him to re-read medieval legal
practice in its transition from oral disputes to written, legal precept.
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