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The Never-Ending Story of the (German) Middle Ages:
Philology, Hermeneutics, Medievalism, and Mysticism
Albrecht Classen
University of Arizona
The unequivocal intention here is to preach to the "converted," that
is, to the Medievalists, to reaffirm the validity of their
scholarly premises, to strengthen their position within the
proverbial academic parish, and to convince those critics who
reject the relevance of the medieval and early modern period as
important forerunners of and significant contributions to modern
and postmodern literature. Although it sounds like anathema, a
number of literary scholars have indeed proposed to close the
doors to medieval literature and, along the same lines, to any
subject matter prior to 1800 in order to preserve the viability
of foreign language departments at North American universities.
Keith Bullivant, in his efforts to develop universal strategies
by which to guarantee the survival of German Studies here in this
country, suggested that some departments should "go the extra
step and define the focus of our subject as Modern German
Studies in the sense of a delimiting of the period of study to,
for example, 1750 up to the present, which would make room for the
extensiveness needed to examine the range of German culture
in the period adequately" (110). Others have pointed out the
need to change our historical perspective altogether and to follow
an exclusively postmodernist, deconstructionist path both in
research and teaching of literature: that is to say, to turn away
from the Middle Ages and begin with "more relevant" interpretive
work, resisting traditionalist orientation and stifling canon
building. This has led, indeed, to practical consequences in a
number of graduate programs across the country (Paden 21f). In
the famous 1990 issue of Speculum, Lee Patterson laments,
"[i]n the current academic milieu, at least in the Anglo-American
world, medieval studies is a marginalized institution. Most
literary scholars and critics consider medieval texts to be
utterly extraneous to their own interests, as at best irrelevant,
at worst inconsequential; and they perceive the field itself
as a site of pedantry and antiquarianism, a place to escape
from the demands of modern intellectual life" (87).
Some scholars, however, have rallied to the defense of the Middle
Ages and have argued that its future as an academic discipline has
only begun, considering the enormously expanding spectrum of
critical approaches, the unforeseen degree of academic activities
(conferences, symposia, etc.), and the vibrant book market filled
with monographs, anthologies, editions, and translations focused
on the history and culture from ca. 750 until 1600 (Paden; Dahood;
Classen, Medieval German Voices). Small wonder, of course,
that medievalists defend their field, whereas modernists suggest
that the time might have come to jettison the older period in favor
of contemporary literature, considering the shrinking financial
resources within academia and the rapid transformation of modern
society through the computer and the internet.
My intentions are not directed at the worn-out arguments that no
literary period can stand on its own, that most modern traditions
hark back to the Middle Ages and antiquity, and that the history
of modern English or German cannot be understood without the study
of the classical writers and texts, such as Beowulf, Chaucer,
and Shakespeare, or "Hildebrandslied," Nibelungenlied, Wolfram
von Eschenbach, and Martin Luther. To appeal to the converted and
the unconverted at the same time requires new perspectives and puts
particular pressures on medievalists to identify innovative theories
and literary materials that can shed new light on the issues at
stake here.
If modern critics shy away from medieval literature or even condemn
it for its archaic, historical irrelevance and outdated value
system, they most likely react to their own study experiences and
express their revolt against antiquated teaching methods and
interpretations to which they had been exposed during their learning
phase fifteen to twenty years ago when traditional philology still
was in its heyday. There is no question, however, that both have
radically changed since then (Peters; Karg), and this not only as a
consequence of the internet which has made the Middle Ages so
incredibly attractive, accessible, and alive again (Coletti). Not
surprisingly, for instance, the medieval period has proven to be
highly appealing to middle-school and high-school students
especially, as testified by the plethora of web sites focused on
that time period.1 The same phenomenon is currently
taking hold of academia as well, but the theoretical debate has not
come to a satisfying closure yet.
The significance of medieval German and, for that matter, any other
literature even in the twentieth and probably also twenty-first
century can be demonstrated if we draw on reception theory primarily
developed by Hans Georg Gadamer and Hans Robert Jauss (Holub). A
careful reading of some of the twentieth-century masterpieces, such
as the novels by Robert Musil, Thomas Mann, Hermann Hesse,
Günter Grass, and Adolf Muschg will powerfully illustrate how
much these writers profited from medieval sources and continued a
tradition of critical investigation already begun in the high Middle
Ages, resumed by the Romantics in their enthusiasm for the past age,
and continued by twentieth-century writers (Ganim 163). All of them
prove to be deeply influenced by Middle High German texts and other
literary documents from the Middle Ages and later periods. In fact,
they would not have reached the same level of philosophical insights
without the help of their medieval and early-modern sources. Since
the early nineteenth century when philological research had first
turned to that time period (Bluhm; Peck), a vast number of poems,
dramas, novels, and short stories had reflected an intimate
dialogue with medieval literature (Grosse, Rautenberg).
Surprisingly, this influence did not wane during the following
decades, but continued and perhaps even increased, though it
followed different paths. Similar observations could be made with
regard to modern French, Italian, English, or Swedish literature,
to mention a few examples.
The Austrian writer Robert Musil (b. 1880) died in 1942 before he
could complete his Mann ohne Eigenschaften (Mann without
Qualities; the first volume appeared in 1930). In this
monumental fragmentary novel, which many consider, along with James
Joyce's Ulysses and Gabriel Marquez' Cien años the
soledad, among the most important contributions to modern
literature, the protagonist Ulrich makes an attempt to break through
the barriers of traditional science, ethics, and morality by means
of studying medieval mystical literature. Musil, originally trained
as a mechanical engineer and mathematician before he turned to
literature, had learned of medieval mysticism through the study of
Martin Buber's anthology Ekstatische Konfessionen (Ecstatic
Confessions; 1909; cf. Goltschnigg). While he wrote his Mann
without Qualities he utilized an extensive selection from this
anthology for Ulrich's extraordinary attempts to reach unexplored
shores in his quest for a new epistemology, that is, mysticism
coupled with modern science (Payne 187). While the protagonist
spends time together with his twin sister Agathe after the death
of their father, he investigates how the medieval mystics described
their visionary experiences of love with the godhead. Under the
influence of these medieval revelations Ulrich attempts to connect
his own life as a scientist with the images presented by the
mystics in their religious revelations (Classen,
"Mittelalter-Rezeption"). The novel's narrative framework, however,
is focused on a circle of high ranking Austrian officials, artists,
poets, musicians, and military searching for representative but
traditional cultural icons of their time to celebrate the emperor's
birthday and thereby to outdo their German-Prussian neighbors.
Whereas this so-called "Parallelaktion" increasingly is spinning
its own wheels without ever creating any meaning, Ulrich embarks
on his own journey into religious experiences derived from the
past but viewed from the perspective of modern rationality. Having
encountered his sister Agathe after a lengthy time of separation,
they both fall in love with each other and probe new meaning of
love. It remains uncertain whether Musil fully intended to
experiment with the moral consequences of incest, as brother and
sister never seem to sleep with each other. But they spend long
periods of time together reading and studying, and discussing
the limitations of life; in this process they also fall upon the
mystical texts.
In the early parts of the novel, Ulrich and his compatriots in the
Parallel Action intensively study the meaning of their life and
society in science, theology, literature, the arts, anthropology,
etc., but they never accomplish any of their globally defined
goals. By contrast, the brother and sister's mutual reading of
medieval mystical literature opens a hermeneutic gate heretofore
ignored entirely. Undoubtedly, as specific elements in the
fragmentary ending indicate, Musil intended to demonstrate how the
western world unavoidably slid into the First World War, and
subsequently became prey of fascism, which in turn triggered the
Second World War. Ulrich and Agathe's experiments, however,
indicate how much the author hoped to find an avenue out of the
intellectual, literary, religious, and ethical stalemate of his
times by means of paying attention to the curious but fascinating
world of medieval mysticism and mystical visions from other than
Christian religions. Undoubtedly, apart from Musil, many other
modern writers have also espoused mysticism and interacted with
the medieval documents as a springboard for their personal
illumination. Consequently, many of the medieval mystics have
received extraordinary interest by modern writers, such as
Friedrich Nietzsche, Leo Tolstoy, and Ingeborg Bachmann (Peter van
Lier), not to speak of the flood of English translations of and
studies on their revelatory documents (Hildegard of Bingen). But no
other modern author has ever reached out to this spiritual
dimension in such a rational manner as this Austrian writer has
done who aspired to combine mathematics with mysticism as the only
feasible avenue to transform traditional human existence and gain
insight in a new form of epistemology.
Thomas Mann (1875-1955), who received the Nobel Prize for literature
in 1929 for his master novel Der Zauberberg (The Magic
Mountain; 1924), was equally concerned with the fundamental
question of how to interpret his own time and how to develop a
critical analysis with which to cut through the dichotomies of
modern twentieth-century culture, philosophy, and literature,
especially after the devastating impact of the First World War.
The sanatorium in the Swiss Alps provides the same isolated refuge
from the world as the little palace where Ulrich and Agathe live in
the outskirts of early twentieth-century Vienna. Hans Castorp at
first only intends to visit his brother Joachim Ziemssen for three
weeks, but soon he also contracts tuberculosis and is forced to join
this remote community without hope of physical recovery. In his
previous life he had not developed any significant interest in
learning, but here, far removed from the hustle and bustle of
ordinary life back in the business center of Hamburg, he encounters
two teachers, the humanist Settembrini and the Jesuit Naphta, a
converted Jew. Both are also infested with tuberculosis, but both
use their time high up in the mountains to expose the young man to
their own worlds of learning. Whereas Settembrini adamantly defends
humanism, the Renaissance, and the age of scientific discoveries,
hence also rationality and modernity in its myriad manifestations,
Naphta draws all his inspiration, idealism, and knowledge from
medieval theology and literature, defending spirituality,
interiority, rejection of the flesh, dedication to God, and the
liberation of the human mind from the bonds of nature in light of
the eternity of the human soul. Their teaching efforts, however,
only provide a narrative framework for Mann's actual concerns, as
Castorp's interests and curiosity allow them to discuss among each
other fundamental aspects of the development of Western history,
philosophy, religion, the arts, literature, and politics from the
Middle Ages to the twentieth century. Castorp proves to be a highly
attentive and open-minded student, but he irritates both his
teachers because he refuses to take sides and tends to agree with
both of them in specific areas, especially as both are striving for
a human utopia through their reliance on past thinkers from their
respective cultural periods (Blaw).
At one point late in the narrative development, while on a skiing
outing in the woods, Castorp loses his way in a snowstorm. While he
is trying to recover from his exhaustion and awaits the end of the
blizzard, he suddenly experiences a vision in which he is confronted
with the image of an idealized classical landscape; but when his
inner eyes turn into the depth of that world, deep in the background
he observes a gruesome scene of cannibalism and murder of innocent
children (485). In this moment the "dialectics of enlightenment,"
as Max Horckheimer and Theodor W. Adorno had called it, dawn upon
him and destroy his idealism inspired by Settembrini's teachings.
At the same time, Naphta reveals a frightening fascination with
terror and the Inquisition, betraying himself as a ruthless defender
of an extremely orthodox church doctrine which does not shy away
from violence, intimidation, manipulation, and a drive toward
absolute dominance over soul and body as it had been developed in
the late Middle Ages. In other words, Thomas Mann betrays a healthy
skepticism both of a romanticized notion of the Middle Ages,
travestied by the aberration of a fanatic defender of the Catholic
Church, and of the falsely idealized image of the Renaissance and
Humanism. At the end of the novel Castorp finds himself increasingly
isolated and frustrated because neither intellectual and cultural
tradition -- the Middle Ages and the Renaissance -- offers hope for
the future in the twentieth century. Consequently, when the First
World War begins, Castorp throws himself into the fray and
volunteers as a soldier, liberating himself from the physical
imprisonment in the sanatorium. Tragically, for Castorp, at this
point all his learning and studying of the Middle Ages and of
humanism have led to the realization that actions remain the only
feasible solution for the individual saturated by the overly rich
inheritance of European culture and literature. Nevertheless, Mann
still harbored hopes that Castorp's spirit would survive the
Armageddon of the war of the trenches, and so his love as well, but
not because the young man would return home safe and whole, but
because he had learned European culture and history and had imbued
the past as an intimate part of his own self.
Hermann Hesse (1877-1962) also embraced a very positive view of the
Middle Ages, as we know from his many attempts to deal with St.
Francis of Assisi and the legends surrounding his life (Wagner).
Most important, however, proves to be his Glass Bead Game
from 1943 in which he explores, parallel to Robert Musil and
Thomas Mann, the dialectics of intellectual, abstract learning or
pure knowledge, on the one hand, and the realities of everyday
life on the other. He won the Nobel Prize for Literature in 1946
in honor of this novel. Although the protagonist Josef Knecht
accomplishes the highest goal in the world of Castalia, an
intellectual Order outside of the Christian Church, strictly
separated from regular society, and climbs to the very top,
assuming the role of the Master Glass Bead Game Player, he soon
realizes that the artificiality and lifelessness of Castalia
represent its greatest dangers from the inside. At the end he
abandons his post and leaves the Order to become a private tutor
for Tito, the son of a friend in the outside world (Plinio
Designori) because he considers Castalia as a social parasite and
an intellectual prison.
Unfortunately, Knecht drowns in his first effort to reach out to
the young man when he offers himself as a companion and friend.
Nevertheless his death brings about a significant change of heart
in the student who suddenly reflects upon the true meaning of life
and what impact Knecht's death might have on him. In other words,
only through his death does Knecht achieve a true teaching effect
on another human being.
The protagonist does not simply quit from his post as master of the
glass bead game, he rather makes this move as the consequence of a
long thought process that began during his extensive learning
period, especially when he spent a prolonged time in a Benedictine
monastery where he was confronted, for the first time in his life,
with the world of history, especially the medieval period when the
Benedictine Order had flourished. Both the medieval library and the
medieval convent emerge as symbolic windows looking out to the
struggle of real people in a real world for their spiritual
well-being, and the longer Knecht spends time there, the more
does he realize that the voluntary withdrawal from society and its
people into Castalia does not lead to new levels of happiness;
instead, it takes the individual to unexpected levels of
intellectual hubris and blindness in face of the actual needs of
society. Hesse suggests, in other words, a return to the study of
our past in order to stay in touch with our future. The survival
of humanity cannot be guaranteed by the exclusive focus on highly
abstract subject matters which are no longer anchored in the ground
of social reality. Consequently, Knecht eventually learns that
Castalia is as much a prison as the world outside has lost its
ability to deal with itself in a rational, mature manner and at
the same time fully conscious of its own past. By contrast, Tito's
arrogance, lack of discipline, and flagrant insubordination against
the authorities prove to be the result of the relativity of all
values and ideals, and a sense of loss of history. Knecht's
sacrifice to him, as we might call his death, builds new bridges
between our past and present, and points out new avenues for human
interaction. Once again, the realization that Castalia represents
a stifling world of intellectual pursuits without any moral and
ethical commitments dawns upon Knecht first while he lives in the
medieval convent and takes lessons from the old librarian. "Knecht
learned from the Benedictine something he could scarcely have
learned in the Castalia of those days. He acquired an overview of
the methods of historical knowledge and the tools of historical
research.... But far beyond that, he experienced history not as an
intellectual discipline, but as reality, as life; and in keeping
with that, the transformation and elevation of his own personal
life into history" (192). In reaching out to the Middle Ages -- not
necessarily the Church -- Knecht begins to understand the importance
of the past for the present and hence for the future as well; this
observation mutatis mutandi also applies to the world of medieval
literature and its fundamental impact on the twenty-first century
(Classen, "Hermann Hesse's Approach").
Similarly Günter Grass (b. 1927), winner of the Nobel Prize
for Literature in 1999, expressed his conviction of the overarching
significance of the past for the understanding of the present when
he wrote his intriguing short story Das Treffen in Telgte
(The Meeting in Telgte; 1979). Here he chose the history of
the Thirty-Year War as background for a fictional meeting of German
Baroque poets who attempt to reach out to the various military,
political, and religious factions in this devastating conflict.
Grass has authenticated his text to a point making it necessary for
the editor, Christoph Sieger, to provide extensive explanations
about the historical context and the individual seventeenth-century
writers, as most modern readers would otherwise not be able to
follow the intensive discussions within the narrative. The meeting
in Telgte takes place in 1647, one year before the peace treaty of
Münster and Osnabrück brought an end to the war, but which also
finalized the total division of Germany into more than fifteen
hundred political units. Both here and every else throughout his
work, however, Grass pursues specific modern political purposes by
means of the historical framework. In 1979 Germany was still
divided in East and West, and with his narrative Grass tried to
address the common basis of German culture both then and today
which had always superseded and compensated for the political state
of being torn apart (Zerrissenheit). In 1979 this
Zerrissenheit was still a political reality -- and has
remained so perhaps even today after the unification in 1989 -- but
as the meeting in Telgte demonstrates, poets and authors have
always striven toward universal goals common to all people and
have shared in basic utopian principles (Schmidt).
The situation in Germany in 1979 still reflected the consequences
of the Second World War for Germany, though Grass' Treffen in
Telgte projects this situation back to 1647 when Germany had
experienced a similar tragedy in which poetry and the arts had been
the only factors guaranteeing the survival of German culture
(Sieger 272-274). In his introduction Grass explicitly points out
the significance of the past for our understanding of the future,
as human destiny is not only determined by present circumstances,
but always proves to be framed by a long-term history: "Yesterday
will be what tomorrow has been. Our stories do not need to take
place today. This one began three hundred years ago. Other stories
as well. Each story which deals with Germany has such a long
history" (6). In the face of unspeakable horrors all over the
country, the large group of Baroque poets tries to find new words
for their concerns, and despite the inhumanity of the times they
have lived through, the power of literature provides new bridges
into the future. Undoubtedly, Grass has the devastations of the
Second World War in mind, but it could be any other human tragedy
against which the poetic word rises and appeals to all people to
remember the basics of human existence and to preserve peace
wherever and however possible (151). His hope to reach out to his
contemporaries by means of reactivating historical events might
well be characterized as a naive effort to influence modern politics
and military conflicts, but the human spirit continues to feed from
its past experiences that both the chronicler and the poet must
preserve for posterity.
Finally, the famous Swiss writer Adolf Muschg (b. 1934), himself a
philologist and medievalist, demonstrated the enormous potentials
of medieval literature for a modern writer when he published his
novel Der Rote Ritter (The Red Knight) in 1993,
directly based on Wolfram von Eschenbach's Parzival but
conceived as a very modern novel with powerful messages about love,
war, religion, history, the role of reading as an epistemological
process, and the human quest for self-understanding (Obermaier).
Parzival is once again on his quest to free his sick uncle Anfortas
from his suffering by asking the simple question what ails him, a
symbolic expression of the love for one's neighbor. But whereas
Wolfram had pursued a highly religious agenda, projecting the world
of Muntsalvaesche as superseding the world of King Arthur, Muschg
outlines a new quest. This time Parzival realizes the relativity of
human existence, he understands that the ultimate questions will never find absolute answers, and life continues even under the worst circumstances brought about by people. The protagonist feels disappointed at the end as he realizes that he was not a savior, but only a discoverer. Yet he has discovered the inner connections of life and the essential features of
human existence. Parzival still trusts in God, but he has learned to
comprehend that life is a game that God presents to human beings as
an intellectual and spiritual challenge. "We must be playing pieces
of his game, and we are asked which move we would consider to be
the most effective within the constellation of our pieces on the
board. And if our answer offers entertainment for the [divine]
player -- he never would be surprised about what we might say --
this move will be done with us, and what we have been asked will
happen. This does not seem to be much, but without our answers
things would not happen in such a happy fashion. We are allowed
to play with God as if we mattered. This false impression
contains the entire miracle of our life" (984). Wolfram placed the
greatest emphasis on Parzivâl's quest for God, whereas Muschg
argues that the hero's love for his wife suffices to find God. The
Red Knight is not an attempt to reintroduce a strong religious
focus into our life; instead, the novel explores the relevance of
human language, human community, and human spirituality. Not
surprisingly, Muschg has Parzivâl and his wife Condwîr
âmûrs share their most inner secrets with each other
without talking about them, as the most important words between man
and woman are exchanged by means of silence. And the reader is
challenged to follow this path in that the final chapter of The
Red Knight, the hundredth in fact, has to be written by himself:
"The READER Where the protagonist of this book gives away its secret
and completes the hundredth (hic et ubique)" (1006; Classen,
"Seinskonstitution").
Modern scholarship has only begun to investigate the full meaning of
this remarkable novel for which Muschg was rewarded with the
Georg-Büchner Prize in 1994, one of the highest literary awards
in Germany today. It is obvious, however, that The Red Knight
can only be understood in light of Wolfram von Eschenbach's early
thirteenth-century Parzival, that is, as Muschg's intricate
response to, play with, and transformation of the literary model
(Obermaier, "Die Geschichte").
There is no doubt that each of these five authors, all of them
highly influential contributors to the history of modern German
literature, clearly illustrated the significance of medieval
literature and art both for their own writing and hence also for
their readership. In fact, in each case when the authors turn to
the Middle Ages or the Baroque period, they obviously gain crucial
inspiration to let their protagonists develop innovative
perspectives and grow beyond the limits imposed on them by their
social background, institutional frameworks, and their traditional
life style.
For those among us who are medievalists and therefore belong to the
"converted," from a German or any other language-specific
perspective, these observations will certainly invigorate our
emphasis on the literary world from the premodern period. The
modernists, however, now might also accept the argument that
the historical dimension continues to be of greatest significance
for all of us and that a thorough familiarity with medieval
literature, just as with the Bible and the classics, represents
a conditio sine qua non also for the study of contemporary
literature. This observation might be considered a self-fulfilling
prophecy, but we live in a world where history as such is no
longer unquestionably accepted as essential and elemental,
although we all live through history and create our lives via a
critical discourse with the past as text (Spiegel).
None of these five authors followed the nineteenth-century concept
of history as a glorious past, leading to the creation of
historicizing novels such as those by Felix Dahn, Adalbert Stifter,
and Gustav Freytag (Huber). But they all deliberately returned to
experiences from the Middle Ages and the Baroque period in order
to break through the barrenness of their own time and in search of
new visions. The future as outlined by Musil, Mann, Hesse, Grass,
and Muschg derives its major inspiration from the past. Modern
scholarship is called upon to accept this challenge and to
collaborate with medievalists to understand the voices from
earlier times as signposts for the future. This holds particularly
true in light of Michel Zink's observation that scholars from many
different disciplines have "found in medieval literature ... a
mirror that sent back a reflection of their own illusions. True
illusions, however, since these false perspectives are truly set
up by that literature" (13).
Notes
1 An assortment of such sites includes the following:
http://www.kyrene.k12.az.us/schools/brisas/sunda/ma/mahome.htm
http://www.occdsb.on.ca/~sel/world/middle.htm
http://www.halsted.org/Wmiddleages.htm
http://www.mrdowling.com/606islam.html
http://school.discovery.com/lessonplans/programs/timesmedieval/
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Albrecht Classen, Professor of German Studies at the University of
Arizona, has published close to 30 books and about 260 articles on
medieval, early modern, and also some modern topics. Most recently
he published a monograph on fifteenth- and sixteenth-century
songbooks (2001), a textbook on German women's literature from
900-1800 (2000), and a volume on The Book and the Magic of
Reading in the Middle Ages (1999). A new book on
Communication in Medieval German Literature, an edition of
late-medieval German women's religious poetry, and a volume on
Meeting the Foreign in the Middle Ages are forthcoming. He
is Vice President and President Elect of the Rocky Mountain Modern
Language Association.
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